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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-04-20
  • PA RA
    APPROVED
    Since 2023-04-20

Branch Locations

52 Glenmaura Nat Blvd Ste 202, Moosic, PA 18507 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Dickson City PA 08/2008 03/2023
Mass Mutual Life Insurance Company Moosic PA 03/2023 Present
Mml Investors Services Llc Moosic PA 04/2023 Present
  • 08/2008 → 03/2023
    Lincoln Financial Securities
    Dickson City, PA
  • 03/2023 → Present
    Mass Mutual Life Insurance Company
    Moosic, PA
  • 04/2023 → Present
    Moosic, PA
Previous Registrations
  • 2012-04-20 → 2023-03-31
    Osaic Fs, Inc.
    Dickson City, PA
Other Businesses

(1) NAME: BOY SCOUTS OF AMERICA INV REL: N ADD: 72 MONTAGE MOUNTAIN ROAD, MOOSIC, PA 18507 NATURE: BOARD SERVICE POSITION: EXECUTIVE BOARD MEMBER START DATE: 01/20/2001 No. HR/MO: 2. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: REVIEW OPERATING PROPOSALS AND PROCEDURES AND TO VOTE ON EACH ACCORDINGLY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-08-30
  • S66 Uniform Combined State Law Examination
    1999-08-30

View on SEC IAPD

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