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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-24
PA RA APPROVED 2020-03-18
  • TX RA
    APPROVED_RES
    Since 2023-07-24
  • PA RA
    APPROVED
    Since 2020-03-18

Branch Locations

52 Glenmaura Nat Blvd Ste 202, Moosic, PA 18507 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Scranton PA 07/2015 01/2020
Mml Investors Services Moosic PA 02/2020 Present
Mass Mutual Life Insurance Company Moosic PA 10/2019 Present
Lifs Enterprises, Llc Moosic PA 06/2006 Present
  • 07/2015 → 01/2020
    Nylife Securities Llc
    Scranton, PA
  • 02/2020 → Present
    Mml Investors Services
    Moosic, PA
  • 10/2019 → Present
    Mass Mutual Life Insurance Company
    Moosic, PA
  • 06/2006 → Present
    Lifs Enterprises, Llc
    Moosic, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-29
S63 Uniform Securities Agent State Law Examination 2002-10-02
  • S66 Uniform Combined State Law Examination
    2018-10-29
  • S63 Uniform Securities Agent State Law Examination
    2002-10-02

View on SEC IAPD

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