Best Investors Account Sign in

Michele Victoria Ednock

Mml Investors Services, LLC

Moosic, PA

Claim This Profile
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-21
PA RA APPROVED 2020-02-12
  • TX RA
    APPROVED_RES
    Since 2023-07-21
  • PA RA
    APPROVED
    Since 2020-02-12

Branch Locations

52 Glenmaura Nat Blvd Ste 202, Moosic, PA 18507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Advocacy Alliance Scranton PA 06/1999 06/2017
Nylife Securities Llc Scranton PA 06/2017 01/2020
Mass Mutual Life Insurance Company Bala Cynwyd PA 10/2019 Present
Mml Investors Services Bala Cynwyd PA 02/2020 Present
  • 06/1999 → 06/2017
    The Advocacy Alliance
    Scranton, PA
  • 06/2017 → 01/2020
    Nylife Securities Llc
    Scranton, PA
  • 10/2019 → Present
    Mass Mutual Life Insurance Company
    Bala Cynwyd, PA
  • 02/2020 → Present
    Mml Investors Services
    Bala Cynwyd, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-02
S63 Uniform Securities Agent State Law Examination 2017-08-29
  • S66 Uniform Combined State Law Examination
    2019-08-02
  • S63 Uniform Securities Agent State Law Examination
    2017-08-29
Other Names
  • Michele Victoria Dempsey

View on SEC IAPD

Other Firms

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
JANNEY MONTGOMERY SCOTT LLC
CETERA INVESTMENT ADVISERS LLC
WELLS FARGO CLEARING SERVICES, LLC
NORTHEAST ADVISORY GROUP, LLC
CAPITAL WEALTH INVESTMENTS
MORGAN STANLEY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

MICHAEL JOHN RICCI
CARMEN FERRANTI
TIMOTHY JOHN LAVELLE
MATTHEW ATIYEH
Armando Sallavanti
Anthony Pacheco Lima
KEVIN JOHN CANFIELD
JAMES JOHN OBOYLE

Other Offices

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · MOOSIC, PA
JANNEY MONTGOMERY SCOTT LLC · MOOSIC, PA
CETERA INVESTMENT ADVISERS LLC · MOOSIC, PA
WELLS FARGO CLEARING SERVICES, LLC · TAYLOR, PA
NORTHEAST ADVISORY GROUP, LLC · SCRANTON, PA
CAPITAL WEALTH INVESTMENTS · SCRANTON, PA
MORGAN STANLEY · Scranton, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SCRANTON, PA

More in Moosic, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor