Kenneth John Murphy

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-07

NY RA
APPROVED

Since 2021-04-07

Branch Locations

666 3Rd Avenue, New York, NY 10017 • United States

Keene, NY • United States

White Plains, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Oppenheimer & Co. Inc.	New York	NY	01/2002	Present

01/2002 → Present

Oppenheimer & Co. Inc.

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-04-01
S63	Uniform Securities Agent State Law Examination	1987-05-18

S65 Uniform Investment Adviser Law Examination

1998-04-01
S63 Uniform Securities Agent State Law Examination

1987-05-18

View on SEC IAPD

Current Employers

Oppenheimer & Co. Inc.

Disclosures

Employment History

Exams

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