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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-05-24
NY RA APPROVED 2021-04-07
TX RA APPROVED 2017-02-21
  • MA RA
    APPROVED
    Since 2023-05-24
  • NY RA
    APPROVED
    Since 2021-04-07
  • TX RA
    APPROVED
    Since 2017-02-21

Branch Locations

85 Broad Street 25Th Floor,26Th Floor, New York, NY 10004 • United States

Harwich Port, MA • United States

711 Louisiana Street 15Th Floor, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fahnestock & Co. Inc. Houston TX 01/2003 Present
  • 01/2003 → Present
    Fahnestock & Co. Inc.
    Houston, TX
Other Businesses

1.REALTEC LLC IS AN INVESTMENT VEHICLE WHICH IS BEING USED PRIMARILY FOR LENDING WITHIN RESIDENTIAL REAL ESTATE IN THE HOUSTON,TX AREA. I AM A 25% LIMITED PARTNER AND AM NOT INVOLVED IN THE DAY TO DAY OPERATIONS. THE ADDRESS FOR REALTEC LLC IS: 4096 SE JIB LANE, STUART, FLORIDA 34997 2.AS OF 9/26/24 I BECAME TRUSTEE FOR MY MOTHERS TRUST. I WILL DEVOTE MINIMUM TIME/HOURS AS THE TRUST IS DISSOLVED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-05-14
  • S63 Uniform Securities Agent State Law Examination
    1987-05-14

View on SEC IAPD

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