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Steven Louis Sweetwood

Stifel, Nicolaus & Company, Incorporated

New York, NY

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-26
NJ RA APPROVED 2015-12-04
OH RA APPROVED 2015-12-04
TX RA APPROVED_RES 2015-12-04
  • NY RA
    APPROVED
    Since 2021-05-26
  • NJ RA
    APPROVED
    Since 2015-12-04
  • OH RA
    APPROVED
    Since 2015-12-04
  • TX RA
    APPROVED_RES
    Since 2015-12-04

Branch Locations

1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Barclays Capital Inc. New York NY 12/2010 Present
Stifel, Nicolaus & Company, Incorporated New York NY 12/2015 Present
Previous Registrations
  • 2010-12-13 → 2015-12-04
    Barclays Capital Inc.
    New York, NY
    New York, NY
  • 2002-06-20 → 2002-10-17
    J.P. Morgan Securities Llc
    New York, NY
    New York, NY
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-08-11
  • S63 Uniform Securities Agent State Law Examination
    1987-08-11

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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