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100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2013-01-02 |
Branch Locations
100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
Mint Hill, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Investment Group, Inc. | Raleigh | NC | 08/2004 | Present |
| Capital Investment Advisory Services | Raleigh | NC | 01/2013 | Present |
1) INDEPENDENT INSURANCE AND REAL ESTATE AGENT FOCUSING ON SALES AND SERVICING. ACTIVITIES BEGUN IN SUMMER 2004. APPROX. 115 HOURS/MONTH ARE SPENT ON THIS ACTIVITY, OF WHICH, APPROX. 100% IS DURING NORMAL TRADING HOURS. ACTIVITIES ARE CONDUCTED AT OFFICE OF EMPLOYMENT ADDRESS. INVESTMENT RELATED. 2. CARSON'S POND HOMEOWNER'S ASSOCIATION. BOARD MEMBER. BUMGARDNER ASSOCIATION MANAGEMENT. PO BOX 102, BELMONT, NC 28012. 2 HRS/WEEK, 0 DURING NORMAL TRADING HRS. NOT INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1987-06-09 |
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