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Gary George Hughes

Pfg Advisors

Owatonna, MN

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Current Employers
Pfg Advisors

3200 N. Central Ave Suite #200, Phoenix, AZ 85012 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2019-12-02
  • MN RA
    APPROVED
    Since 2019-12-02

Branch Locations

110 West Rose Street, Owatonna, MN 55060 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Rochester MN 04/1987 12/2016
Securities America, Inc. Owatonna MN 08/2017 06/2024
Securities America Advisors Owatonna MN 08/2017 06/2024
Unemployed Rochester MN 12/2016 08/2017
United Prairie Bank Owatonna MN 08/2017 Present
Pfg Advisors, Llc Phoenix AZ 12/2019 Present
Osaic Wealth, Inc. Owatonna MN 06/2024 11/2025
United Planners Scottsdale AZ 11/2025 Present
Gary Hughes Owatonna MN 06/1987 Present
  • 04/1987 → 12/2016
    Ameriprise Financial Services, Inc.
    Rochester, MN
  • 08/2017 → 06/2024
    Securities America, Inc.
    Owatonna, MN
  • 08/2017 → 06/2024
    Securities America Advisors
    Owatonna, MN
  • 12/2016 → 08/2017
    Unemployed
    Rochester, MN
  • 08/2017 → Present
    United Prairie Bank
    Owatonna, MN
  • 12/2019 → Present
    Pfg Advisors, Llc
    Phoenix, AZ
  • 06/2024 → 11/2025
    Osaic Wealth, Inc.
    Owatonna, MN
  • 11/2025 → Present
    United Planners
    Scottsdale, AZ
  • 06/1987 → Present
    Gary Hughes
    Owatonna, MN
Previous Registrations
  • 2017-09-07 → 2021-09-21
    Securities America Advisors, Inc.
    Owatonna, MN
  • 2008-05-05 → 2017-01-19
    Rochester, MN
    Rochester, MN
    Waseca, MN
    Rochester, MN
Other Businesses

1.) UNITED PRAIRIE FINANCIAL NETWORK - FINANCIAL ADVISOR - DBA NAME FOR MARKETING PURPOSES ONLY - OWATONNA, MN - SINCE 12/2019 - INVESTMENT RELATED 2.) PFG ADVISORS LLC - IAR - REGISTERED INVESTMENT ADVISOR - OWATONNA, MN - SINCE 12/2019 - INVESTMENT RELATED 3.) GARY HUGHES - AGENT - NON-VARIABLE INSURANCE - OWATONNA, MN - SINCE 06/1987 - INVESTMENT RELATED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-05-05
  • S63 Uniform Securities Agent State Law Examination
    1987-05-05

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