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3200 N. Central Ave Suite #200, Phoenix, AZ 85012 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2019-12-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Rochester | MN | 04/1987 | 12/2016 |
| Securities America, Inc. | Owatonna | MN | 08/2017 | 06/2024 |
| Securities America Advisors | Owatonna | MN | 08/2017 | 06/2024 |
| Unemployed | Rochester | MN | 12/2016 | 08/2017 |
| United Prairie Bank | Owatonna | MN | 08/2017 | Present |
| Pfg Advisors, Llc | Phoenix | AZ | 12/2019 | Present |
| Osaic Wealth, Inc. | Owatonna | MN | 06/2024 | 11/2025 |
| United Planners | Scottsdale | AZ | 11/2025 | Present |
| Gary Hughes | Owatonna | MN | 06/1987 | Present |
1.) UNITED PRAIRIE FINANCIAL NETWORK - FINANCIAL ADVISOR - DBA NAME FOR MARKETING PURPOSES ONLY - OWATONNA, MN - SINCE 12/2019 - INVESTMENT RELATED 2.) PFG ADVISORS LLC - IAR - REGISTERED INVESTMENT ADVISOR - OWATONNA, MN - SINCE 12/2019 - INVESTMENT RELATED 3.) GARY HUGHES - AGENT - NON-VARIABLE INSURANCE - OWATONNA, MN - SINCE 06/1987 - INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-05-05 |
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