David Kennedy Odell

Current Employers

Employment History

• 08/1993 → Present
  Delco Financial Services
  Shorewood, IL
• 02/2011 → 09/2019
  Summit Brokerage Services Inc
  Shorewood, IL
• 02/2011 → 05/2021
  Summit Financial Group Inc
  Shorewood, IL
• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 07/2014 → Present
  Delco Financial Group, Inc
  Shorewood, IL
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2011-02-11 → 2021-05-20
  Summit Financial Group Inc
  Shorewood, IL
• 2004-10-08 → 2011-02-11
  Qa3 Financial Llc
  Shorewood, IL

Other Businesses

(1) DAVID/CAROL O'DELL FAMILY FOUNDATION; NOT INVESTMENT RELATED; 24610 W MANOR DRIVE, SHOREWOOD, IL 60404; CHARITY/NON-PROFIT; TRUSTEE; STARTED 2/1/2009; APX 0.25 HOURS/MONTH, NONE DURING TRADING; AS TRUSTEE, WE MANAGE FUNDS OF THE FAMILY FOUNDATION, DETERMINE GRANTS OF THE FOUNDATION AND COMPILE PAPERWORK FOR CPA TO PREPARE TAX RETURN. (2) O'DELL FAMILY FUND- CHARITABLE GIFT FUND; NOT INVESTMENT RELATED; 24610 W MANOR DRIVE, SHOREWOOD, IL 60404; CHARITY/NON-PROFIT; TRUSTEE; STARTED 2/1/2007; APX 0.25 HOURS/MONTH, NONE DURING TRADING; DECIDE ON GIFTS TO CHARITABLE GIFT FUND, SELECTION OF INVESTMENTS IN GIFT FUND, DETERMINE GRANT RECOMMENDATIONS AND AMOUNT OF GRANTS. (3) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 02/2000, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG-TERM CARE; (4) G&O DEVELOPMENT; SINCE 08/01/2004; SAME AS BRANCH ADDRESS; PARTNER; OWN OFFICE BUILDING WITH JEROME GOERGEN PARTNER SINCE 2004; DELCO AND LAW FIRM PAY RENTS TO G&O DEVELOPMENT; 1 HOUR SPENT ON ACTIVITY PER MONTH, 0 DURING TRADING HOURS (5) DAVID O'DELL DECLARATION OF TRUST; NOT INVESTMENT RELATED; 24610 W MANOR DRIVE, SHOREWOOD, IL 60404; TRUST ACCOUNT; SOLE TRUSTEE; STARTED 6/1/2001; APX 0.25 HOURS/MONTH, NONE DURING TRADING; SELECTION OF FUNDS AND STOCK INVESTMENTS, COMPILING PAPERWORK FOR CPA TO FILE GAINS/LOSSES ON TAXES. (6) NAME OF OTHER BUSINESS: DELCO FINANCIAL SERVICES, INC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 02/2000, POSITION/TITLE/RELATIONSHIP: PART OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES AND INSURANCE; (7) NOTARY; NOT INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; NOTARY; INDIVIDUAL; STARTED 2/15/2011; APX 28 MINUTES/MONTH, NONE DURING TRADING; OCCASIONALLY NOTARIZE DOCUMENTS FOR CLIENTS (8) DELCO DEVELOPMENT LLC; SAME AS REGISTERED ADDRESS; OFFICE BUILDING; PARTNER; STARTED 7/1/2016; APX 1 HOUR/MONTH, NONE DURING TRADING; MANAGEMENT OF OFFICE BUILDING (9) NAME OF OTHER BUSINESS: VACATION IN THE SUN LLC ; INVESTMENT RELATED: NO ADDRESS: 841 MOUNT HOOD CT, NAPLES, FL 34104 ; NATURE OF BUSINESS: REAL ESTATE INVESTMENT ; START DATE: 08/2020 ; POSITION/TITLE/RELATIONSHIP: MEMBER ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: RENTAL INVESTMENT PROPERTY ; (10) NAME OF OTHER BUSINESS: ROLLINGWOOD PROFESSIONAL CENTER NFP; INVESTMENT RELATED: NO; ADDRESS: 619 ROLLINGWOOD DR, SHOREWOOD, IL 60404; NATURE OF BUSINESS: OFFICE BUILDING CONDO ASSOCIATION; START DATE: 07/2022; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SIGN ANNUAL REPORT; (11) NAME OF OTHER BUSINESS: DELCO FINANCIAL GROUP, INC. INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 7/2014, POSITION/TITLE/RELATIONSHIP: PART OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-10-06
• S63 Uniform Securities Agent State Law Examination
  1993-12-02

Other Names

• David O'DEll