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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-06-17 |
Branch Locations
Orangeburg, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | New York | NY | 07/2016 | 11/2016 |
| Pnc Investments | Millburn | NJ | 11/2016 | 05/2022 |
| Citigroup Global Markets | New York | NY | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 1987-08-24 |
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