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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-03-01
KY RA APPROVED 2019-10-18
TX RA APPROVED_RES 2019-10-18
  • FL RA
    APPROVED
    Since 2021-03-01
  • KY RA
    APPROVED
    Since 2019-10-18
  • TX RA
    APPROVED_RES
    Since 2019-10-18

Branch Locations

2413 Ring Road Ste. 117, Elizabethtown, KY 42701 • United States

360 8Th Avenue Suite 211, Bowling Green - Park Plaza, KY 42101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons, Inc. Bowling Green KY 03/1987 Present
Robert W. Baird & Co. Incorporated Bowling Green KY 10/2019 Present
Previous Registrations
  • 2002-08-14 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Bowling Green, KY
    Bowling Green, KY
Other Businesses

1)04/2010-TRUSTEE ON HUSBANDS TRUST ACCOUNT. Name/Address: Trustee for Close Friend, Bowling Green KY 42103 Start date: 1-/1/2019 Hours spent: 1-5/mo Hours spent during trading Hours: 0/mo Role/Responsibility: Trustee Investment Related Name/Address: WKU Foundation, 1906 College Heights Blvd Bowling Green, KY 42103 Start date: 7/1/2019 Hours spent: 2/mo Hours spent during trading Hours: 2/mo Role/Responsibility: Attend quarterly meetings, possibly serving on investment committee Investment Related Name/Address: The Women's Fund of South Central KY, 810 College Street Bowling Green KY Start date: 11/1/2014 Hours spent: 1-5/mo Hours spent during trading Hours: 0/mo Role/Responsibility: Investment/Finance Committee Board Member Investment Related Name/Address: Albany Bancorp Inc 200 S Washington Street Albany KY 42602 Start Date: 4/28/22 Hours Spent: 0-1 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member Non Investment Related Name/Address: Morgantown Bank and Trust/Deposit Bancorp, Inc 201 N Main Street Morgantown KY 42261 Start Date: 5/20/25 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member Non Investment Related Name/Address: First & Farmers National Bank, 2020 South Highway 27, Somerset, KY 42503 Start Date: 4/24/2026 Hours Spent: 4-9 per month; During Trading Hours: 4-9 per month Role/Responsibility: Board Member Not Investment Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-30
S63 Uniform Securities Agent State Law Examination 1990-09-11
  • S65 Uniform Investment Adviser Law Examination
    1999-12-30
  • S63 Uniform Securities Agent State Law Examination
    1990-09-11
Other Names
  • Shannon Moore Burden
  • Shannon Moore Burden

View on SEC IAPD

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