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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2021-11-17 |
Branch Locations
2413 Ring Rd Ste 117, Elizabethtown, KY 42701 • United States
360 8Th Avenue Suite 211, Bowling Green - Park Plaza, KY 42101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Baird | Bowling Green | KY | 04/2019 | Present |
| College Heights Foundation | Bowling Green | KY | 03/2013 | 03/2019 |
2)R. Harvey Johnston, not investment related, 111 Callaway Ct, Bowling Green, KY 42103, Real Estate Professional, part-time bookkeeping services, began approximately in the year 2000, approximately 2 hours per week, none of which is during securities trading hours, I work a couple of hours on some Saturdays providing bookkeeping services for Mr. Johnston and his various real estate ventures. Name/Address: Cave Country Yurts & Lodging LLC 220 Pine Point Ct Bowling Green KY 42103 Start Date: 10/1/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Owner/Member Rental Property Non Investment Related Name/Address: Cave Country Ventures, LLC 1745 Euclid Ave. Bowling Green KY 42103 Start Date: Nov 01, 2026 Hours Spent: 0-3 hours/month Hours Spent During Trading: 0-3 hours/month Role/Responsibility: LLC Owner/Member Rental Property Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-16 |
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