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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-03-22 |
Branch Locations
2413 Ring Road Ste 117, Elizabethtown, KY 42701 • United States
360 8Th Avenue Suite 211, Bowling Green - Park Plaza, KY 42101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| R W Baird | Bowling Green | KY | 10/2019 | Present |
| Hilliard Lyons | Bowling Green | KY | 08/2016 | 10/2019 |
Name/Address: Berean Baptist Church Start Date: 5/26/22 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Member with check signing authority Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 2024-03-09 |
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