John Marshall Terry

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2009-04-07

TX RA
APPROVED

Since 2009-04-07

Branch Locations

1 Cowboys Way Suite 450, Frisco, TX 75034 • United States

Plano, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets Corporation	Plano	TX	03/2009	Present

03/2009 → Present

Rbc Capital Markets Corporation

Plano, TX

Previous Registrations

1992-12-17 → 2009-04-13

Citigroup Global Markets Inc.

Dallas, TX

Dallas, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-01-12
S63	Uniform Securities Agent State Law Examination	1987-04-24

S65 Uniform Investment Adviser Law Examination

1995-01-12
S63 Uniform Securities Agent State Law Examination

1987-04-24

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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