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Christopher Keith Huggins

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Frisco, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2004-08-23
  • TX RA
    APPROVED
    Since 2004-08-23

Branch Locations

1 Cowboys Way, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 05/2004 Present
Bank Of America, Na Dallas TX 09/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-08-21
S63 Uniform Securities Agent State Law Examination 2000-04-29
  • S65 Uniform Investment Adviser Law Examination
    2004-08-21
  • S63 Uniform Securities Agent State Law Examination
    2000-04-29

View on SEC IAPD

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RBC CAPITAL MARKETS, LLC · Frisco, TX
CG ADVISORY SERVICES · Frisco, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX

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