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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-10-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Addison | TX | 08/2008 | 10/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Plano | TX | 10/2016 | Present |
| Bank Of America, N.A. | Plano | TX | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-18 |
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