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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-06-30
  • TX RA
    APPROVED
    Since 2012-06-30

Branch Locations

1 Cowboys Way, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Irving TX 07/1998 Present
Previous Registrations
Other Businesses

I*1390309 For profit or not for profit: Entity For Profit Name of outside business organization: Grow It Land Designs Investment related: N Address of business: Coppell, Texas, 75019, United States Nature of business: ["Sole Proprietorship"] Position, title, association: ["Employee"], Start date of relationship: 6/23/2023 Number of hours devoted: 5 hour(s) Weekly Number of hours devoted during trading hours: 5 Duties: , Customer Service and plant nursery care of flowers and plants on Saturdays.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-10
S63 Uniform Securities Agent State Law Examination 1999-11-12
  • S66 Uniform Combined State Law Examination
    2004-12-10
  • S63 Uniform Securities Agent State Law Examination
    1999-11-12
Other Names
  • Dee Ramirez
  • Dee Ramirez
  • Dioselina Garcia
  • Dee Ramirez
  • Dioselina Garcia Ramirez

View on SEC IAPD

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