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1011 Poyntz Avenue, Manhattan, KS 66502 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-06-13 |
Branch Locations
1011 Poyntz Avenue, Manhattan, KS 66502 • United States
2630 West Bradley Place Suite C, Chicago, IL 60618 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Southport Grocery & Cafe | Chicago | IL | 05/2003 | Present |
| Keating Financial Advisory Services | Manhattan | KS | 02/2024 | Present |
| Raymond James Financial Services Advisors Inc. | Chicago | IL | 11/2024 | 07/2025 |
(1) Name of Business: Southport Grocery & Cafe Address: 3552 N Southport Ave, Chicago, IL, 60657, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 05/01/2003 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 2-10 Description of duties: strategy for marketing, product development and operations
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-04 |
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