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Carlin Todd Murphy

Stifel, Nicolaus & Company, Incorporated

Manhattan, KS

CRD 3126811

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2017-02-09
TX RA APPROVED 2017-02-09
  • KS RA
    APPROVED
    Since 2017-02-09
  • TX RA
    APPROVED
    Since 2017-02-09

Branch Locations

330 Poyntz Ave Suite 110, Manhattan, KS 66502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Manhattan KS 05/2009 11/2016
Wells Fargo Clearing Services, Llc Manhattan KS 11/2016 02/2017
Stifel Nicolaus & Co Inc Manhattan KS 02/2017 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Manhattan, KS
  • 11/2016 → 02/2017
    Wells Fargo Clearing Services, Llc
    Manhattan, KS
  • 02/2017 → Present
    Stifel Nicolaus & Co Inc
    Manhattan, KS
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-12-17
S63 Uniform Securities Agent State Law Examination 1998-11-05
  • S66 Uniform Combined State Law Examination
    2001-12-17
  • S63 Uniform Securities Agent State Law Examination
    1998-11-05

View on SEC IAPD

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