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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-11 |
| KS | RA | APPROVED | 2006-12-15 |
Branch Locations
330 Poyntz Ave Suite 110, Manhattan, KS 66502 • United States
40 Corporate Woods Building 9401 Indian Creek Parkway, Suite 1100, Overland Park, KS 66210 • United States
899 Fairway Dr., Chillicothe, MO 64601 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Overland Park | KS | 12/2006 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-31 |
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