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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 1999-02-15 |
Branch Locations
330 Poyntz Ave Suite 110, Manhattan, KS 66502 • United States
40 Corporate Woods Building 9401 Indian Creek Parkway, Suite 1100, Overland Park, KS 66210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Manhattan | KS | 03/1982 | Present |
1. Farm Income; 24563 Boothill Rd, Alma, KS 66502; Farrier work cattle work; Ranch; Ranch work; 01/02/1982; 20 Hours per Week; Not during securities trading hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 1982-09-14 |
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