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Gary Floyd Seybold

LPl Financial LLC

Whittier, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-04-27
TX RA APPROVED_RES 2013-03-28
  • CA RA
    APPROVED
    Since 2018-04-27
  • TX RA
    APPROVED_RES
    Since 2013-03-28

Branch Locations

15111 E Whittier Blvd #385, Whittier, CA 90603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Whittier CA 11/2008 Present
Previous Registrations
  • 2006-02-23 → 2008-12-04
    Wamu Investments, Inc.
    Whittier, CA
    Whittier, CA
Other Businesses

(1) 03/12/2010: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 10% Time Spent - Life, Health (2) 10/27/2016: Whittier Financial Inc - DBA for LPL Business (entity for LPL business) - Investment Related - 15111 whittier blvd., suite 410, whittier, CA 90603 - Start 10/13/2016 - 160 Hr/Mo; 88 Hour(s) During Securities Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-09-14
  • S63 Uniform Securities Agent State Law Examination
    2007-09-14

View on SEC IAPD

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