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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-04-27 |
| TX | RA | APPROVED_RES | 2013-03-28 |
Branch Locations
15111 E Whittier Blvd #385, Whittier, CA 90603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Whittier | CA | 11/2008 | Present |
(1) 03/12/2010: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 10% Time Spent - Life, Health (2) 10/27/2016: Whittier Financial Inc - DBA for LPL Business (entity for LPL business) - Investment Related - 15111 whittier blvd., suite 410, whittier, CA 90603 - Start 10/13/2016 - 160 Hr/Mo; 88 Hour(s) During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-09-14 |
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