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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-23
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-23
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

15625 E. Whittier Boulevard, Whittier, CA 90603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P.MOrgan Securities Llc Whittier CA 02/2013 Present
  • 02/2013 → Present
    J.P.MOrgan Securities Llc
    Whittier, CA
Previous Registrations
  • 2009-05-02 → 2012-10-01
    Chase Investment Services Corp.
    Covina, CA
    La Mirada, CA
    La Puente, CA
    Covina, CA
    La Habra, CA
    Covina, CA
    La Puente, CA
  • 2009-02-19 → 2009-05-02
    Wamu Investments, Inc.
    La Puente, CA
    La Mirada, CA
Other Businesses

Entity Name: Begovich St Rental Investment related: No Address: Fullerton, CA Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 02/12/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Owner of rental property Entity Name: Rental Property Investment related: N Address: Boise, ID Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 06/21/2018 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Investment Property Entity Name: Rental Property Investment related: N Address: Boise, ID Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 06/21/2018 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Investment Property Entity Name: Rental Property Investment related: N Address: Hawthorne, CA Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 02/15/2016 Approximate # of hours a month: Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Be owner of the property and fix any issue that arises. Entity Name: Rental Property Investment related: N Address: La Puente, CA Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 05/01/2015 Approximate # of hours a month: Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I'm property owner and rent to renters. Collecting rental income.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-02-18
S63 Uniform Securities Agent State Law Examination 2005-07-08
  • S65 Uniform Investment Adviser Law Examination
    2009-02-18
  • S63 Uniform Securities Agent State Law Examination
    2005-07-08
Other Names
  • Jorge Daniel Torres

View on SEC IAPD

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