Rick A Murga

Current Employers

Employment History

• 11/2006 → 01/2018
  Wm Financial Services, Inc
  Diamond Bar, CA
• 10/2012 → Present
  J.P. Morgan Securities Llc
  Whittier, CA
• 10/2012 → Present
  Jp Morgan Chase Bank, N.A.
  Whittier, CA
• 05/2026 → Present
  Murgala Capital Llc
  Covina, CA

Previous Registrations

• 2009-05-02 → 2012-10-01
  Chase Investment Services Corp.
  Whittier, CA
  Whittier, CA
• 2006-12-19 → 2009-05-02
  Wamu Investments, Inc.
  Whittier, CA
  Diamond Bar, CA
  Downey, CA
• 2005-09-28 → 2006-06-08
  Morgan Stanley Dw Inc.
  Beverly Hills, CA

Other Businesses

Entity Name: Murgala Capital LLC Investment related: No "Address: 440 N Barranca Ave Suite #2021 Covina, CA 91723" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 05/15/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The nature of the company is to manage personal real estate property under a LLC instead of in my individual name. The real estate properties are rental properties that include townhouses, apartments, and single family homes. The external role is not similar to my firm role. There is no connection to JPMorgan Chase. ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 6/1/2020 ADDRESS: 16608-16610 PARAMOUNT, CA. DETAILS: Multi-Family Real Estate Generating Passive Income INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 8 HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 10/16/2013 ADDRESS: 2511 South Gate, CA DETAILS: Ownership of real estate rental or investment property HOURS DEDICATED (per month unless otherwise indicated): MINIMUM, 8 HOURS A MONTH HOURS DURING TRADING: 0 INVESTMENT RELATED: YES

Exams

• S66 Uniform Combined State Law Examination
  2005-09-26

Other Names

• Rick A Murga
• Ricardo Murga
• Ricardo Antonio Murga