Inactive

Stephen Bates Owen

South Street Advisors, LLC

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Current Employers

South Street Advisors, Llc

623 Fifth Avenue Suite 1602, New York, NY 10022-9130 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-05-21

NY RA
APPROVED

Since 2021-05-21

Branch Locations

623 Fifth Avenue Suite 1602, New York, NY 10022-9130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Brown Brothers Harriman & Co	New York	NY	07/1985	Present

07/1985 → Present

Brown Brothers Harriman & Co

New York, NY

Other Businesses

Governor of the Cedarhurst Yacht Club located in Lawrence, NY.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-11-13
S63	Uniform Securities Agent State Law Examination	1987-03-20

S66 Uniform Combined State Law Examination

2004-11-13
S63 Uniform Securities Agent State Law Examination

1987-03-20

Other Names

Stephen Owen

View on SEC IAPD

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