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505 Fifth Avenue 17Th Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-10-31 |
| NY | RA | APPROVED | 2022-10-28 |
Branch Locations
505 Fifth Avenue 17Th Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Finishline Capital Inc. | Green Brook | NJ | 11/2012 | Present |
| Firsthand Capital Inc. | Green Brook | NJ | 11/2012 | Present |
| Atalanta Sosnoff Capital Llc | New York | NY | 12/2021 | Present |
1) Finishline Capital Inc.; Investment Related; Private Residence, Small Business Financing; President; November 2, 2012; Less than 1 hour a month; 0 hours during business hours; Keeping business current with the state and filing taxes 2) Firsthand Capital Inc.; Investment Related; Private Residence, Small Business Financing; President; November 2, 2012; Less than 1 hour a month; 0 hours during business hours; Keeping business current with the state and filing taxes
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 1987-06-23 |
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