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William Tang

Wells Fargo Clearing Services, LLC

Napa, CA

Santa Rosa, CA

Napa, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-02-07
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2018-02-07
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

901 Main St, Napa, CA 94559 • United States

3700 Old Redwood Hwy Ste 108 [Ra-Rbo], Santa Rosa, CA 95403 • United States

Napa, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Napa CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Napa CA 11/2016 Present
Previous Registrations
  • 2001-05-15 → 2011-01-03
    Wells Fargo Investments, Llc
    Napa, CA
    Napa, CA
    Fairfield, CA
    Napa, CA
    Napa, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-07-02
  • S66 Uniform Combined State Law Examination
    1999-07-02

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NAPA, CA
MORGAN STANLEY · Napa, CA
HARRINGTON INVESTMENTS, INC. · NAPA, CA
LPL FINANCIAL LLC · NAPA, CA
HARRINGTON INVESTMENTS, INC. · NAPA, CA
5T WEALTH, LLC · NAPA, CA
BENEFITS PLUS, LLC · NAPA, CA
LPL FINANCIAL LLC · NAPA, CA

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