Mark Axelowitz

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → Present
  Ubs Financial Services Inc
  New York, NY

Previous Registrations

• 2002-11-01 → 2006-02-06
  Morgan Stanley Dw Inc.
  New York, NY
  New York, NY

Other Businesses

1) MAD RIOT PRODUCTIONS / 488 MADISON AVENUE PH 24TH FLOOR NEW YORK,NEW YORK 10022 / MEMBER - CREATIVE CONSULTANT/ START DATE 7/1/2014 /// 2) Boardwalk Empire / 15 Washington Ave Brooklyn, New York 11205 / Privately Held / Start Date 8/22/11 /// 3) Blue Bloods / 99 Meserole Avenue Greenpoint, Brooklyn 11222 / Privately Held / Start Date 11/16/11 /// 4) Cinelou Films / 844 Seward Street Los Angeles, CA 90038 / actor in the After movie / Actor in a scene of the movie / Privately Held / USD / Start Date 2/24/16-4/30/20 /// 5) M.T. 2014 Living Trust / investment related?:yes / NY, NY 10028, New York, 10021 US / Investment Account / Executor / start date: 7/1/2021 /// 6) Wizard of Lies / Movie / Actor in a movie 7)Screen Actors Guild,New YorkUnited States,10023SAG.ORGNoOtherSAGOtherEntertainmentUnion for Actors,OtherActor in FilmsActorStart date-10/1/2025

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-05-16
• S63 Uniform Securities Agent State Law Examination
  1987-05-27