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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-03-21 |
| GA | RA | APPROVED | 2024-03-06 |
| FL | RA | APPROVED | 2023-06-16 |
| NC | RA | APPROVED | 2023-06-15 |
| TX | RA | APPROVED_RES | 2023-06-15 |
| IL | RA | APPROVED | 2018-11-02 |
| IN | RA | APPROVED | 2018-11-02 |
| OH | RA | APPROVED | 2018-11-02 |
| VA | RA | APPROVED | 2018-11-02 |
| WV | RA | APPROVED | 2018-11-02 |
Branch Locations
445 Hutchinson Ave Suite 800, Columbus, OH 43235 • United States
445 Hutchinson Avenue Suite 800, Columbus, OH 43235 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-08-15 |
| TX | RA | APPROVED | 2023-08-14 |
Branch Locations
445 Hutchinson Avenue, Suite 800, Columbus, OH 43235 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Columbus | OH | 03/1987 | 11/2018 |
| Royal Alliance Associates, Inc. | Columbus | OH | 11/2018 | 06/2023 |
| Signature Equity Partners, Llc | Columbus | OH | 08/2023 | Present |
| Osaic Wealth, Inc. | Columbus | OH | 06/2023 | Present |
1) PHI DELTA THETA COMPANY POSITION: Board Member NATURE: Not for Profit 501(c)9 INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/19/1990 ADDRESS: 1942 Iuka Ave, Columbus OH 43201, United States DESCRIPTION: Board Member 2) ARCHIE GRIFFIN SCHOLARSHIP FUND POSITION: Board Member NATURE: Not For Profit 501c INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/20/2011 ADDRESS: 6740 Worthington Rd, Westerville OH 43081, United States DESCRIPTION: Board Member 3) SIGNATURE FINANCIAL GROUP POSITION: Statutory Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 09/17/2010 ADDRESS: 445 Hutchinson Ave, Suite 800, Columbus OH 43235, United States DESCRIPTION: Sales/marketing of fixed annuities and non-variable insurance. 4) SIGNATURE FINANCIAL GROUP, LLC POSITION: Owner-sales/marketing of securities and variable insurance products under the name Signature Financial Group, LLC NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/17/2010 ADDRESS: 445 Hutchinson Ave, Suite 800, Columbus OH 43235, United States DESCRIPTION: Owner-sales/marketing of securities and variable insurance products under the name Signature Financial Group, LLC 5) SIGNATURE EQUITY PARTNERS, LLC - INDEPENDENT RIA POSITION: Managing Partner and Chief Business Development Officer/Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 130 START DATE: 08/14/2023 ADDRESS: 445 Hutchinson Ave, Suite 800, Columbus OH 43235, United States DESCRIPTION: Managing Partner and Chief Business Development Officer/Investment Advisor Representative
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 2007-01-20 |
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