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Brian Aloysius Carretta

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Red Bank, NJ

Columbus, OH

Galena, OH

Zanesville, OH

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2010-05-25
TX RA APPROVED 2007-07-10
  • OH RA
    APPROVED
    Since 2010-05-25
  • TX RA
    APPROVED
    Since 2007-07-10

Branch Locations

77 Broad St, Red Bank, NJ 07701 • United States

8890 Lyra Dr, Columbus, OH 43240 • United States

Galena, OH • United States

905 Zane St, Zanesville, OH 43702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbus OH 04/1998 Present
Bank Of America, N.A. Columbus OH 02/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-15
S63 Uniform Securities Agent State Law Examination 2005-09-26
  • S66 Uniform Combined State Law Examination
    2007-01-15
  • S63 Uniform Securities Agent State Law Examination
    2005-09-26

View on SEC IAPD

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