Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-23
AL RA APPROVED 2018-06-28
  • TX RA
    APPROVED_RES
    Since 2024-10-23
  • AL RA
    APPROVED
    Since 2018-06-28

Branch Locations

955 Dauphin Street, Mobile, AL 36604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Providence RI 04/2013 06/2018
Raymond James Financial Services,Inc Mobile AL 06/2018 Present
Previous Registrations
  • 2008-01-01 → 2018-06-19
    Providence, RI
    Providence, RI
    Mobile, AL
  • 2007-03-20 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Providence, RI
    Providence, RI
    St. Louis, MO
Other Businesses

(1) Name of Business: Gulf Coast Group Address: 955 Dauphin St, Mobile, AL, 36604-2507, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 06/15/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Registered representative with Raymond James Financial Services (2) Name of Business: RJR Wealth Management LLC Address: 955 Dauphin Street, Mobile, AL, 36604, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 08/07/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: None

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-19
S63 Uniform Securities Agent State Law Examination 1987-04-24
  • S66 Uniform Combined State Law Examination
    2007-03-19
  • S63 Uniform Securities Agent State Law Examination
    1987-04-24
Other Names
  • Ray Rapoza

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Mobile, AL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor