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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-05-22 |
| NJ | RA | APPROVED | 2023-05-19 |
Branch Locations
331 Newman Springs Road Building 1, Red Bank, NJ 07701 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Red Bank | NJ | 05/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Red Bank | NJ | 11/2016 | 05/2023 |
| Wells Fargo Advisors Financial Network, Llc | Red Bank | NJ | 05/2023 | Present |
MARINUS FINANCIAL LLC, INV RELATED, RED BANK, NJ, 16.66% OWNERSHIP, START 5/19/2023, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1987-03-26 |
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