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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 1999-06-29 |
| SC | RA | APPROVED | 1999-06-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Columbia | SC | 02/1999 | Present |
| Bank Of America, Na | Columbia | SC | 12/2009 | Present |
I*137385 For profit or not for profit: Non-Profit Organization Name of outside business organization: Women's SC Golf Association Junior Girls Foundatio Investment related: N Address of business: Columbia, South Carolina 29229 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 4/18/2021 Number of hours devoted: 10 hour(s) Quarterly Number of hours devoted during trading hours: 10 Duties: Promoting and serving the best interests of Jr Girls Golf in SC. I will be a Board Member charged with promoting the organizations Events and Fund Raisers and reporting the Exec Director of WSCGA who serves as a representative for event logistics.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 1987-03-31 |
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