Bradley K Humphries

Employer firm

Apollon Wealth Management, LLC CRD 291902

$11.6B regulatory AUM 197 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 09/2021
  Colonial Trust Advisors, Inc.
  Columbia, SC
• 10/2015 → 09/2021
  Colonial Trust Company
  Spartanburg, SC
• 10/2021 → 05/2023
  Southstate Bank
  Columbia, SC
• 05/2023 → Present
  Apollon Wealth Management
  Mount Pleasant, SC

Previous Registrations

• 2021-12-22 → 2023-05-08
  Southstate Advisory, Inc.
  Columbia, SC
• 2015-10-23 → 2021-09-30
  Colonial Trust Advisors, Inc.
  Columbia, SC
  Spartanburg, SC
• 2015-01-27 → 2015-10-22
  Northwestern Mutual Investment Services, Llc
  Columbia, SC

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-01-24
• S63 Uniform Securities Agent State Law Examination
  2013-06-03

Designations

• Certified Financial Planner
• Chartered Financial Consultant