Stephanie Yaun Vokral

Employer firm

Independent Advisor Alliance, LLC CRD 168267

$17.2B regulatory AUM 533 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → Present
  Lpl Financial, Llc
  Columbia, SC
• 03/2014 → Present
  Independent Advisor Alliance, Llc
  Columbia, SC

Previous Registrations

• 2012-08-06 → 2014-03-13
  Gaines Financial Group
  Irmo, SC
  Boca Raton, FL
• 1998-10-22 → 2005-11-25
  Citigroup Global Markets Inc.
  Columbia, SC

Other Businesses

1. 04/08/2014 - MARGIN CONSULTING-FOR ACCOUNTING PURPOSES ONLY-ENTITY FOR PERSONAL ACCOUNTING PURPOSES-IRMO, CA 2. 09/22/2014 - INDEPENDENT ADVISOR ALLIANCE - REGISTERED INVESTMENT ADVISOR - TIME SPENT 15 HOURS PER MONTH - IRMO, SC 3. 01/26/2015 - AS WE TRANSITION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 160 HOURS PER MONTH - IRMO, SC 4. 03/09/2016 * Independent Advisor Alliance * Registered Investment Advisor Hybrid * (Hybrid) Critical Transitions Wealth Advisors * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 01/01/2015 * 80 HRS/MO; 7 HRS/MO DURING SECS TRDG HRS. 5. 12/28/2023 - InVestra Financial Services - Inv Related - At Reported Business location(s) - DBA for LPL Business (entity for LPL business) - Started: 12/19/2023 - 160 Hrs/Mo; 8 Hrs During Trading. 6. 01/16/2024 - Sage insurance Partners - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started: 1/16/2024 - 4 Hrs/Mo During Trading. 7. 03/01/2024 - Independent Advisor Alliance - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 160 Hours per Month/ 104 Hours During Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 3/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8. 07/23/2024 - The Financial Knot - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 02/11/2019 - 40 Hours Per Month/ 4 Hours During Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 7/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-10-16
• S63 Uniform Securities Agent State Law Examination
  1998-10-01

Designations

• Certified Financial Planner

Other Names

• Stephanie Ayer Yaun
• Stephanie Y Taylor
• Stephanie Yaun Taylor
• Stephanie Yaun Vokral