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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Pasadena | CA | 03/2014 | 12/2020 |
| Transamerica Financial Advisors, Inc | Pasadena | CA | 02/2021 | 05/2023 |
| World Financial Group, Inc. | Pasadena | CA | 02/2014 | 05/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Diego | CA | 05/2023 | 10/2024 |
| Bank Of America, N.A. | San Diego | CA | 07/2023 | 10/2024 |
| Thrivent Investment Mangement Inc. | Del Mar | CA | 11/2024 | Present |
| Thrivent Financial | Appleton | WI | 11/2024 | 03/2025 |
| Thrivent Financial | Appleton | WI | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 1987-09-16 |
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