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Sandy Richard Lesser

Oppenheimer & Co. Inc.

New York, NY

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-07
FL RA APPROVED 2005-09-09
CA RA APPROVED 2005-09-08
IL RA APPROVED 2005-09-08
NJ RA APPROVED 2005-09-08
TX RA APPROVED 2005-09-08
  • NY RA
    APPROVED
    Since 2021-04-07
  • FL RA
    APPROVED
    Since 2005-09-09
  • CA RA
    APPROVED
    Since 2005-09-08
  • IL RA
    APPROVED
    Since 2005-09-08
  • NJ RA
    APPROVED
    Since 2005-09-08
  • TX RA
    APPROVED
    Since 2005-09-08

Branch Locations

666 3Rd Avenue, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. New York NY 01/2003 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-07
S63 Uniform Securities Agent State Law Examination 1987-08-07
  • S65 Uniform Investment Adviser Law Examination
    2005-09-07
  • S63 Uniform Securities Agent State Law Examination
    1987-08-07
Other Names
  • Sandy Lesser

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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