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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-07-25 |
| FL | RA | APPROVED | 2022-03-09 |
| NY | RA | APPROVED | 2021-11-19 |
| NC | RA | APPROVED | 2014-04-07 |
| NJ | RA | APPROVED | 2014-03-24 |
| TX | RA | APPROVED_RES | 2014-03-10 |
| CA | RA | APPROVED | 2014-03-07 |
| OH | RA | APPROVED | 2014-03-07 |
Branch Locations
1166 Avenue Of The Americas 21St Floor, New York, NY 10036 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | New York | NY | 03/2014 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 1987-08-05 |
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