Timothy Mark Stevens

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-05-05
NJ	RA	APPROVED	2011-11-15

TX RA
APPROVED_RES

Since 2020-05-05
NJ RA
APPROVED

Since 2011-11-15

Branch Locations

200 Route 31 North, Flemington, NJ 08822 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Flemington	NJ	11/2011	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

11/2011 → Present

Morgan Stanley

Flemington, NJ
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2005-04-19 → 2011-11-07

Wells Fargo Clearing Services, Llc

Flemington, NJ
2003-02-27 → 2005-04-20

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Flemington, NJ

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1989-12-08

S63 Uniform Securities Agent State Law Examination

1989-12-08

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

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