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Patrick Kieran Tierney

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Flemington, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-01-10
NJ RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2011-01-10
  • NJ RA
    APPROVED
    Since 2009-10-23

Branch Locations

200 State Route 31, Flemington, NJ 08822 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Manville NJ 10/2009 Present
Bank Of America,N.A. Flemington NJ 06/2011 Present
Previous Registrations
  • 2004-10-20 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Flemington, NJ
    Manville, NJ
    Manville, NJ
  • 2003-05-12 → 2004-10-20
    Quick & Reilly, Inc.
    S. Plainfield, NJ
  • 2002-12-03 → 2003-05-06
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Pennington, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-04-29
S63 Uniform Securities Agent State Law Examination 1999-03-02
  • S66 Uniform Combined State Law Examination
    2002-04-29
  • S63 Uniform Securities Agent State Law Examination
    1999-03-02
Other Names
  • Pat Tierney
  • Patrick K Tierney

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Flemington, NJ
CETERA INVESTMENT ADVISERS LLC · FLEMINGTON, NJ
J.P. MORGAN SECURITIES LLC · FLEMINGTON, NJ
EDWARD JONES · FLEMINGTON, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · FLEMINGTON, NJ
RAND FINANCIAL PLANNING, LLC · FLEMINGTON, NJ
ARTEMIS WEALTH ADVISORS · FLEMINGTON, NJ
PRIVATE ADVISOR GROUP, LLC · Flemington, NJ

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