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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-04-22
NJ RA APPROVED 2005-08-19
  • TX RA
    APPROVED_RES
    Since 2010-04-22
  • NJ RA
    APPROVED
    Since 2005-08-19

Branch Locations

200 State Route 31, Flemington, NJ 08822 • United States

115 W Century Rd, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newark NJ 04/2005 Present
Bank Of America,N.A. Westfield NJ 06/2011 Present
Other Businesses

I*4785270, Entity Type: , Name of OBA: MLPF& S CUST FPO F A B IRA FBO FRANCESCA A BUDDS , Address: Fair Lawn, New Jersey, 07410, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 07/02/2026, No Hours: 6 Weekly, No Hours during Trading: 2 Weekly, Duties: I*4828267, Entity Type: , Name of OBA: MLPF& S CUST FPO F A B IRA FBO FRANCESCA A BUDDS , Address: Fair Lawn, New Jersey, 07410, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 07/07/2026, No Hours: 2 Weekly, No Hours during Trading: 1 Weekly, Duties: I*4828268, Entity Type: , Name of OBA: F A B, Address: Fair Lawn, New Jersey, 07410, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 07/07/2026, No Hours: 2 Weekly, No Hours during Trading: 1 Weekly, Duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-08-17
S63 Uniform Securities Agent State Law Examination 2000-06-21
  • S65 Uniform Investment Adviser Law Examination
    2005-08-17
  • S63 Uniform Securities Agent State Law Examination
    2000-06-21

View on SEC IAPD

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