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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-08-19 |
| NJ | RA | APPROVED | 2005-09-14 |
Branch Locations
200 State Route 31, Flemington, NJ 08822 • United States
Pittstown, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Westfield | NJ | 07/2011 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newark | NJ | 04/2005 | Present |
I*2468359 Entity Type: Entity Charitable Name of OBA: Desert Storm Veterans Association of the 3-20th FA Address: Pittstown, New Jersey, 8867 Investment Related: No Position, Title, Association: Other Employee Start Date: 05/13/2025 Number of Hours: 1, Weekly Number of Hours during trading: 1, Weekly Duties: Veterans based non-profit providing assistance to vets in need. Organizing and making sure entity is set up properly
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-03 |
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