Thomas Joseph Bottone

Current Employers

Employment History

• 01/2015 → 03/2017
  Metlife Securities Inc.
  Cranston, RI
• 07/2016 → Present
  Mass Mutual Life Insurance Company
  Bonita Springs, FL
• 03/2017 → Present
  Mml Investors Services, Llc
  Bonita Springs, FL
• 08/2018 → Present
  Pioneer Heavy Duty Parts
  Seekonk, MA

Previous Registrations

• 2010-09-13 → 2018-02-01
  Mariner
  Overland Park,, KS
• 2015-01-02 → 2017-03-25
  Msi Financial Services, Inc.
  Cranston, RI
• 2004-02-02 → 2015-01-02
  New England Securities
  Cranston, RI
  Riverside, RI
  East Providence, RI
• 1995-07-28 → 2003-12-19
  Veravest Investment Advisors, Inc.
  East Providence, RI

Other Businesses

(1)Name: Thomas J. Bottone Inv rel: Y Add: 301 METRO CENTER BLVD, STE 205, WARWICK, RI 02886 Nature: NonMMLIA Insurance Brokerage Position: Sales/agent Start date: 1986 No. HR/MO: 3 No. HR/MO during sec trading: 3 Describe duties: Outside fixed insurance sales and service. (2)Name: Pioneer Heavy Duty Parts Inc Inv rel: N Add: 2000 Fall River Avenue Seekonk MA 02771 Nature: Other Position: Ownership Start date: 08/01/2018 No. HR/MO: 4 No. HR/MO during sec trading: 0 Describe duties: Co-owner of truck part retail distributor.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-04-24
• S63 Uniform Securities Agent State Law Examination
  1987-05-28

Designations