Best Investors Account Sign in

Adam Mccrystal Sullivan

Arlen Capital, LLC

Warwick, RI

Claim This Profile
Current Employers
Arlen Capital, Llc

117 Metro Center Boulevard Suite 2006, Warwick, RI 02886 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2006-04-11
  • RI RA
    APPROVED
    Since 2006-04-11

Branch Locations

117 Metro Center Boulevard Suite 2006, Warwick, RI 02886 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Arlen Corporation Providence RI 06/2004 Present
Osaic Wealth, Inc. F/K/A Royal Alliance Associates Providence RI 10/2005 Present
Arlen Capital, Llc Providence RI 06/2004 Present
  • 06/2004 → Present
    Arlen Corporation
    Providence, RI
  • 10/2005 → Present
    Osaic Wealth, Inc. F/K/A Royal Alliance Associates
    Providence, RI
  • 06/2004 → Present
    Providence, RI
Other Businesses

1. METRO EAST OFFICE PARK CONDOMINIUM I POSITION: Board Member - NATURE: Corporation Non-Profit - INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/11/2010 ADDRESS: 117 Metro Center Blvd, Warwick RI 02886, United States DESCRIPTION: Director of condo board of a 15 suite office condo. We meet once a year to vote on the assoc. budget and maintenance issues. 2. ARLEN CORPORATION POSITION: VP NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 09/30/2010 ADDRESS: 117 Metro Center Blvd, Suite 2006, Warwick RI 02886, United States DESCRIPTION: Non-Variable Life Insurance Sales 3. ARLEN CAPITAL LLC POSITION: Advisor NATURE: Limited Liability Company - INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 12/21/2005 ADDRESS: 117 Metro Center Blvd, Suite 2006, Warwick RI 02886, United States DESCRIPTION: Work with fellow advisors on planning for high net worth clients and I serve on the investment committee. 4. ARLEN REALTY POSITION: Owner - NATURE: Limited Liability Company - INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/09/2008 ADDRESS: 117 Metro Center Blvd, Suite 2006, Warwcik RI 02886, United States DESCRIPTION: The sole purpose of Arlen Realty is to own our office condo that Arlen Corporation resides. It does not have any other objectives.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-14
  • S66 Uniform Combined State Law Examination
    2006-02-14

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Warwick, RI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor