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117 Metro Center Boulevard Suite 2006, Warwick, RI 02886 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2006-04-11 |
Branch Locations
117 Metro Center Boulevard Suite 2006, Warwick, RI 02886 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arlen Corporation | Providence | RI | 06/2004 | Present |
| Osaic Wealth, Inc. F/K/A Royal Alliance Associates | Providence | RI | 10/2005 | Present |
| Arlen Capital, Llc | Providence | RI | 06/2004 | Present |
1. METRO EAST OFFICE PARK CONDOMINIUM I POSITION: Board Member - NATURE: Corporation Non-Profit - INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/11/2010 ADDRESS: 117 Metro Center Blvd, Warwick RI 02886, United States DESCRIPTION: Director of condo board of a 15 suite office condo. We meet once a year to vote on the assoc. budget and maintenance issues. 2. ARLEN CORPORATION POSITION: VP NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 09/30/2010 ADDRESS: 117 Metro Center Blvd, Suite 2006, Warwick RI 02886, United States DESCRIPTION: Non-Variable Life Insurance Sales 3. ARLEN CAPITAL LLC POSITION: Advisor NATURE: Limited Liability Company - INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 12/21/2005 ADDRESS: 117 Metro Center Blvd, Suite 2006, Warwick RI 02886, United States DESCRIPTION: Work with fellow advisors on planning for high net worth clients and I serve on the investment committee. 4. ARLEN REALTY POSITION: Owner - NATURE: Limited Liability Company - INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/09/2008 ADDRESS: 117 Metro Center Blvd, Suite 2006, Warwcik RI 02886, United States DESCRIPTION: The sole purpose of Arlen Realty is to own our office condo that Arlen Corporation resides. It does not have any other objectives.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-14 |
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