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David A Nabb

Arlen Capital, LLC

Warwick, RI

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Current Employers
Arlen Capital, Llc

117 Metro Center Boulevard Suite 2006, Warwick, RI 02886 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2008-11-11
  • RI RA
    APPROVED
    Since 2008-11-11

Branch Locations

117 Metro Center Boulevard Suite 2006, Warwick, RI 02886 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tercet Capital, Llc Smithfield RI 06/2005 Present
Arlen Corporation Providence RI 04/2003 Present
  • 06/2005 → Present
    Tercet Capital, Llc
    Smithfield, RI
  • 04/2003 → Present
    Arlen Corporation
    Providence, RI
Previous Registrations
  • 2006-07-21 → 2009-03-31
    Tercet Capital, Llc
    Smithfield, RI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-20
  • S65 Uniform Investment Adviser Law Examination
    2006-07-20

View on SEC IAPD

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