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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Plano | TX | 04/2013 | 12/2024 |
| Cetera Investment Services Llc | Plano | TX | 05/2013 | 11/2024 |
| Cetera Investment Advisers Llc | Plano | TX | 01/2014 | 11/2024 |
| The Vanguard Group, Inc. | Plano | TX | 08/2025 | Present |
| Unemployed | Dallas | TX | 12/2024 | 07/2025 |
| Vanguard Marketing Corporation | Plano | TX | 08/2025 | Present |
| Vanguard Advisers, Inc. | Plano | TX | 08/2025 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 1987-04-27 |
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