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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-12-12
NJ RA APPROVED 2006-07-13
  • TX RA
    APPROVED_RES
    Since 2017-12-12
  • NJ RA
    APPROVED
    Since 2006-07-13

Branch Locations

184 Liberty Corner Road Suite 101, Warren, NJ 07059 • United States

Skillman, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Bedminster NJ 12/1986 Present
Other Businesses

1)YOUNG AUDIENCES NEW JERSEY / 200 FORRESTAL ROAD, FIRST FLOOR PRINCETON, NJ 08540 / CHARITIES, CULTURAL, EDUCATIONAL & POLITICAL ORGANISATIONS / PROVIDES ARTS EDUCATION TO SCHOOLS / TRUSTEE / ATTEND BOARD AND COMMITTEE MEETINGS AND FUNCTIONS, HELP RAISE FUNDS / START DATE 09/16/2009 / OCCASIONAL COMMITTEE MEETINGS, 1-2 HOURS, 3-4 TIMES PER YEAR. 2)STAHL MEMORIAL LECTURE IN BIOETHICS ADVISORY COMMITTEE / ADVISORY COMMITTEE / 335 GEORGE STREET SUITE 2300 NEW BRUNSWICK, NJ 08901 / ADVISORY COMMITTEE MEETS TO HELP DETERMINE THE SPEAKER FOR THE ANNUAL LECTURE / NON PROFIT / WILL YOU HAVE AUTHORITY TO MAKE INVESTMENT DECISIONS FOR THE COMPANY? NO / START DATE 03/24/2011 3)NEW BRUNSWICK DEVELOPMENT CORP. / 120 ALBANY STREET 7TH FLOOR NEW BRUNSWICK, NJ 08901 / CHARITY / REAL ESTATE / DEVELOP REAL ESTATE IN NEW BRUNSWICK / IS THIS AN INDUSTRY SECTOR ORGANIZATION? N/A / MEMBER OF BOARD OF DIRECTORS / BOARD OF DIRECTORS / WILL YOU HAVE AUTHORITY TO MAKE INVESTMENT DECISIONS ON BEHALF OF THE COMPANY? NO / START DATE 01/01/2002 / 2 HRS PER MONTH. 4)ROBERT WOOD JOHNSON UNIVERSITY HOSPITAL / 1 ROBERT WOOD JOHNSON PL. NEW BRUNSWICK, NJ 08901 / HEALTH CARE & PHARMACEUTICALS / HEALTHCAREBOARD OF DIRECTORS / MEMBER OF BOARD OF DIRECTORS / START DATE 02/06/2007 / 10 HRS PER MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-22
S63 Uniform Securities Agent State Law Examination 1987-03-26
  • S66 Uniform Combined State Law Examination
    2006-06-22
  • S63 Uniform Securities Agent State Law Examination
    1987-03-26
Designations
Other Names
  • Gil Blitz

View on SEC IAPD

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