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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2002-06-19
  • NJ RA
    APPROVED
    Since 2002-06-19

Branch Locations

184 Liberty Corner Rd Suite 315, Warren, NJ 07059 • United States

S. Plainfield, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Warren NJ 01/2001 Present
Mml Investors Services Warren NJ 02/2001 Present
  • 01/2001 → Present
    Mass Mutual Life Insurance
    Warren, NJ
  • 02/2001 → Present
    Mml Investors Services
    Warren, NJ
Other Businesses

(1)NAME:HARRY HARRIS, INV REL:Y ADDR:1140 US HIGHWAY 22, SUITE 202, BRIDGEWATER NJ 08807, NATURE:HEALTH, GROUP LIFE, GROUP HEALTH, GROUP DISABILITY, POSITION:AGENT, START:2001, NO HR/MO:15, NO HR/MO DUR TRADING:15. (2)NAME:M & A VENDING, INV REL:Y ADDR:1279 2 11TH ST S, PLAINFIELD NJ 07080, NATURE:RETAIL SALES, POSITION:OWN AND OPERATES VENDING MACHINES, START:2006, NO HR/MO:3 NO HR/MO DUR TRADING:0. (3)NAME:TRI-STATE SERVICES, INV REL:Y ADDR:1279 S 11TH ST S, PLAINFIELD NJ 07080, NATURE:CPA/TAX PREPARATION, POSITION:OWNER, START:1990, NO HR/MO:20 NO HR/MO DUR TRADING:0.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-07
  • S66 Uniform Combined State Law Examination
    2000-07-07

View on SEC IAPD

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