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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-01-27 |
Branch Locations
184 Liberty Corner Rd Suite 315, Warren, NJ 07059 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Glen Rock | NJ | 09/2009 | 01/2022 |
| Bank Of America, N.A. | Glen Rock | NJ | 09/2009 | 01/2022 |
| Equitable Advisors Llc | Saddle Brook | NJ | 02/2022 | 06/2024 |
| Edward Jones | West Caldwell | NJ | 06/2024 | 11/2025 |
| Mml Investors Services, Llc | Warren | NJ | 01/2026 | Present |
| Massmutual Life Insurance Co | Springfield | MA | 12/2025 | Present |
NAME: COMMISSION ON ACCREDITATION FOR HOME CARE INV REL: N ADD: 299 MARKET STREET, SUITE 235, SADDLE BROOK, NJ 07663 NATURE: NON PROFIT HOME CARE ACCREDITATION SERVICE POSITION: VP OF BOARD OF TRUSTEES START DATE: 01/01/2010 No. HR/MO: 2. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: OVERSEE COMPANY AND HELP MAKE BUSINESS DECISIONS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-05 |
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