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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2014-01-24 |
Branch Locations
184 Liberty Corner Rd Suite 315, Warren, NJ 07059 • United States
Cedar Grove, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Warren | NJ | 02/2013 | Present |
| Mml Investors Services, Llc | Warren | NJ | 03/2013 | Present |
(1)NAME: RICHARD FRIAGLIA, INV REL: YES..ADDR: 184 LIBERTY CORNER RD, SUITE 315 WARREN, NJ 07059. NATURE: INDIVIDUAL AND GROUP HEALTH INSURANCE.. POSITION: AGENT..START DATE 03/2013 HRS/MO: 4..HRS/DURING SEC TRADING: 2..DUTIES: SALES AND SERVICE OF HEALTH INSURANCE AND GROUP BENEFITS THROUGH VARIOUS CARRIERS. (2) NAME: HUDSON COMMUNITY ENTERPRISES, INV REL:N ADDR: 768-780 MONTGOMERY ST JERSEY CITY NJ 07306-4604 NATURE:NON PROFIT ORGANIZATION, POSITION: BOARD MEMBER, START: 09/12/2023, NO HR/MO: 3 NO HR/MO DUR TRADING: 0 DUTIES:BOARD MEMBER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-25 |
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